Book

Managing Investment Portfolios: A Dynamic Process

Wiley / CFA Institute Investment Series · 2007 · Third Edition · Edited by Maginn & Tuttle

Matthew Scanlan co-authored Chapter 2, “Managing Individual Investor Portfolios,” in the third edition of this CFA Institute Investment Series volume — one of the most widely circulated institutional finance texts in the world. Edited by John L. Maginn and Donald L. Tuttle, the book covers the full portfolio management process across both individual and institutional mandates.

Scanlan’s chapter addresses the distinctive challenges of managing assets for private clients and high-net-worth individuals: establishing investment policy, understanding the role of taxes and liquidity constraints, incorporating behavioral considerations, and constructing portfolios that align with individual investor life stages and objectives. The chapter reflects his practical experience managing concentrated, low-cost-basis portfolios at The Northern Trust Company and his broader work on structured equity strategies.

Original source: Amazon (Wiley, ISBN 978-0470080146)

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About Matthew Scanlan

Matthew Scanlan

Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies. He currently serves as Strategic Operating Partner at Valeas Capital Partners and as a board director of Adams Street Partners and Exos Financial Group. He previously held CEO positions at RS Investments, Renaissance Institutional Management, and Barclays Global Investors' Americas institutional business.

Managing Investment Portfolios: A Dynamic Process

Title, Publisher, Date, ISBN, Pages, Language, Edition, Description, Authority Links
Title	Publisher	Date	ISBN	Pages	Language	Edition	Description	Authority Links
Managing Investment Portfolios: A Dynamic Process: Chapter 2: Managing Individual Investor Portfolios	Wiley	2007-03-07	978-0470080146	960	English	3rd	In the context of portfolio management, the terms private client, high-net-worth investor, and individual investor are used virtually interchangeably to reference the unique challenges of managing personal or family assets. Although a more precise definition of the individual investor is elusive, the basic need to properly manage one’s financial affairs is self-evident, and the precedent for seeking professional management is well established.	Managing Investment Portfolios: A Dynamic Process Google KGMID · Wiley Google KGMID

Gallery

Primary Headshots

Matthew Scanlan is a Strategic Operating Partner at Valeas Capital Partners, a role he assumed in 2024 to advise the firm and its portfolio companies in the financial services vertical. His career in the investment management industry spans more than three decades and includes chief executive officer positions at several asset management firms.

Matthew Scanlan: Employment History

Title, Organization, Department, Dates, Description, Authority Links
Title	Organization	Department	Dates	Description	Authority Links
Strategic Operating Partner	Valeas Capital Partners	Financial Services vertical	2024 – Present	Advises the firm and its portfolio companies in the financial services vertical.	Valeas Capital Partners Google KGMID
Member of Board of Directors	Adams Street Partners		2018 – Present	Member of the Board of Directors of Adams Street Partners, a leading private markets investment firm headquartered in Chicago.	Adams Street Partners Google KGMID
Operating Executive	Golden Gate Capital	/m/0c1m1k	2016 – 2024	Operating Executive focused on investment opportunities in the financial services sector.
Chief Executive Officer & Chief Investment Officer	RS Investments (RS Investment Management Co. LLC)	RS Investment Trust; RS Variable Products Trust	2012 – 2016	Chief Executive Officer and Chief Investment Officer of RS Investments, a $20 billion San Francisco-based investment management firm. Also served as President and Trustee of RS Investment Trust and RS Variable Products Trust. Served on the Senior Leadership Team of Guardian Life Insurance, New York.
President & CEO	Renaissance Institutional Management (Renaissance Technologies)	Institutional Business	2009 – 2011	President and CEO of Renaissance Institutional Management, the institutional subsidiary of Renaissance Technologies, based in New York. Led client management and product development; reported directly to James Simons.	Renaissance Institutional Management (Renaissance Technologies) Google KGMID
Managing Director & CEO of Institutional Business	Barclays Global Investors	Americas Institutional Business	1996 – 2009	Led the Institutional Business for the world's largest institutional investment management firm. Managed 80 professionals across San Francisco, Boston, Chicago, Montreal, Toronto, Brazil, and Mexico City. Managed five major account relationships, all ranking among the top ten revenue-generating clients in the firm. Served on BGI's Americas Executive Committee and Technology and Operations Executive Committee.	Barclays Global Investors Google KGMID
Financial Advisor	Sanford C. Bernstein & Company, Inc.	Wealth Management	1995 – 1996	Developed and marketed financial planning models for wealth management clients. Marketed directly to senior institutional wealth advisors and family office legal staff. Taxation specialty for large multi-family trusts.
Vice President & Senior Portfolio Manager, Structured Equity Group	The Northern Trust Company		1991 – 1995	Personally managed portfolios and provided investment counseling to large institutional and trust clients. Managed over $3.5 billion of client funds across various portfolios. Specialized in quantitative asset allocation, equity diversification, structured products, and management of concentrated low-cost tax basis portfolios. Principal speaker at Northern Trust's Family Financial Forum and the Goldman Sachs Equity Workshop.	The Northern Trust Company Google KGMID
Internal Fund Manager	O'Connor & Company		1981 – 1991	Internal Fund Manager responsible for managing funds in select portfolios. Developed and programmed a proprietary computer stock index arbitrage trading program for proprietary trading accounts, which achieved superior performance in all periods managed.

Matthew Scanlan: Education

Degree / Field, Institution, Dates, Honors, Description, Authority Links
Degree / Field	Institution	Dates	Honors	Description	Authority Links
Masters in Management in Finance, Accounting, Management Policy	J.L. Kellogg School of Management, Northwestern University	1979 – 1981		Masters in Management degree. Major course emphasis: Finance, Accounting, and Management Policy. Chaired the Conceptual Issues in Management Forum for first-year students.	J.L. Kellogg School of Management, Northwestern University Google KGMID
Bachelor of Science	University of Southern California (Marshall School of Business)	1974 – 1978	Phi Beta Kappa, Magna Cum Laude	Bachelor of Science. Graduated Phi Beta Kappa, Magna Cum Laude.	University of Southern California (Marshall School of Business) Google KGMID

Matthew Scanlan: Awards & Honors

Award, Issuing Organization, Date, Description
Award	Issuing Organization	Date	Description
Bernstein Fabozzi / Jacobs Levy Award - Best Article	Jacobs Levy Equity Management / PM Research (Journal of Portfolio Management)	2007	Winner of the Bernstein Fabozzi/Jacobs Levy Award for Best Article of 2007 in the Journal of Portfolio Management, for "Five Myths About Fees."
C. Stewart Sheppard Award	CFA Institute	2006	Awarded for contributions to the global CFA curriculum and accomplishments in investor education.

Matthew Scanlan: Skills & Expertise

Skill, Proficiency, Description
Skill	Proficiency	Description
Institutional Asset Management	Expert	Decades of leadership in institutional asset management, including running BGI's Americas institutional business and serving as CEO of multiple asset management firms.
Defined Benefit & Defined Contribution Retirement Plans	Expert	Recognized expertise in DB and DC plan design, fee disclosure policy, and retirement security; congressional and DOL advisory council testimony on these topics.
Investment Management Fees & Cost Analysis	Expert	Co-author of the award-winning 'Five Myths About Fees' on fee structures and risk-adjusted returns.
Private Equity Operating Leadership	Expert	Operating executive and strategic operating partner roles in private equity (Golden Gate Capital, Valeas Capital Partners), focused on financial services.

Matthew Scanlan: External Profiles

Platform, Bio
Platform	Bio
Matthew Scanlan Profile at Valeas Capital Partners	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan profile at Adams Street Partners	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan profile at Kellogg Private Equity Advisory Council	Matthew Scanlan ('81 MBA) is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan advisor profile at Iron Stack Tech	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan Crunchbase Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan ORCID	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan ResearchGate Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan ScholarGPS Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan MarketScreener Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan FINRA Filing	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan MuckRack Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan IMDb Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan ISNI Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan UK Officers Profile	Profile for Matthew Scanlan reflecting his time in leadership at Renaissance Technologies. Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan KGMID	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.
Matthew Scanlan Wikidata Profile	Matthew Scanlan is an investment executive with 40+ years of CEO-level experience across indexing, quantitative, active, and private equity strategies.

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